FCA publishes Dark Pools Thematic Review
Significant differences recognised between UK and US dark pools in Thematic Review from the Financial Conduct Authority.
Tag: Financial Conduct Authority
FCA confirms EU regulation applies until UK government says otherwise
The FCA’s role remains unchanged post-Brexit as it expects firms to continue with plans for EU regulation.
FCA invites bids for £120m scrutiny contract
The UK regulator has invited companies to bid to join its panel of external consultants which investigate regulated firms.
UK regulator asks prop traders to assess capital levels
The UK’s Financial Conduct Authority (FCA) has written to proprietary trading firms to assess their capital adequacy.
FCA’s ‘Project Innovate’ received 500 requests from firms
Since its launch in 2014, Project Innovate has proved to be popular, having received 500 requests for support from firms.
Financial Conduct Authority's Tracey McDermott to leave
Tracey McDermott is to leave the UK regulator seven months after she withdrew from the race to become permanent chief executive of the Financial Conduct Authority.
FCA to investigate "commission skew" of IPO allocations
The Financial Conduct Authority is to investigate banks who award more shares to buy-side firms based on the trading commissions and 'other revenues' they receive from them.